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  • 1.  Animal Oversight - How to describe adding shared equipment facility procedures to protocols?

    Posted 06-27-2023 10:56
    Edited by Simon Helton 07-20-2023 11:22

    Hi All,

    Would anyone using Animal Oversight be willing to share how you deal with procedures at a core facility in terms of how they're described on protocols?  We have a small shared equipment facility for imaging (not quite a core), which does non-invasive in vivo imaging.  We are trying to develop a new process for how PIs with existing AO/IACUC protocols can add the imaging procedures to their studies.  They would pick an appropriate time in their study timeline to transfer animals to the facility, have them imaged by an expert, then transfer them back to the animal facility to resume the original study.

    Two potential models we've come up with for how to handle this are:

    1. Have all participating PIs add standard language for the imaging non-surgical procedures, drugs, use location, personnel, etc. to their original study protocols.  This would be done as a comprehensive amendment for each protocol.  (The standard language could be submitted to the IACUC as a stand-alone protocol by the imaging facility in advance, to get approval, but all relevant language would have to be added to the individual protocols of anyone having imaging done.)
    2. Have the imaging facility submit a stand-alone protocol for all the available imaging procedures.  Any participating PIs who are interested in having their animals imaged would transfer animals to the imaging protocol and then have the animals transferred back to their original protocol afterwards.  They would still need to submit an amendment to add the transfer to their study timeline.  The stand-alone protocol would have to use general enough language to cover multiple strains, personnel, etc.

    Each model has pros and cons, and we can't find much in the way of references to support or rule out either.  Do you all use one or the other, or some other model entirely?  Any advice would be appreciated.  Thanks.



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    Caitlyn Conley
    Administrative Support
    Oakland University
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  • 2.  RE: Animal Oversight - How to describe adding shared equipment facility procedures to protocols?

    TEAM CAYUSE
    Posted 07-20-2023 11:58

    Hi Caity,

    Thanks for submitting this excellent question! In my time here at Cayuse as a Professional Services Consultant and Product Manager, I have seen this handled in various ways by different institutions. 

    At OHSU, where I worked as an IACUC administrator, we did the first option you mentioned. We had the PI add all core procedures, locations, personnel, and drugs etc. to their protocol. The core had their own more general protocol as well. All work would be done under the original PI's protocol without transferring the animals. The OHSU IACUC felt that the protocol PI was ultimately responsible for all work done under their protocol for their experimental aims.

    Another institution I'm working with opted to have a page in the protocol dedicated to collecting information about core work. The downside to this option, is that the information is not currently easily accessible in out-of-box reports. The product team is working on enhancing reporting tools. More info on that to come. :) 

    Things to consider:

    • Animal oversight - who is ultimately in charge of the welfare of the animal during the core procedures? If an adverse event occurred during the core procedure, who would be responsible?
    • Reducing administrative burden - We always want to reduce burden whenever possible for researchers, while balancing compliance risks, etc. Ways to reduce the burden of option 1 for PIs could be including core procedures, core agents, and other core details as pre-populated standard options for selection in the protocol form. 
    • Reducing risk - At OHSU, we felt that transferring animals between protocols could introduce compliance risk. The transfer to the core protocol and back to the PI's protocol must be clearly and accurately documented. If the animals suffered adverse consequences while under the core protocol, the core PI would presumably be the responsible party. Each institution needs to weigh this.

    I'll keep you posted if I learn more about how other institutions handle this. From a Product Management perspective, I would also appreciate any ideas on how we can improve the applications to better and more efficiently handle core work. 

    Please always feel free to reach out to me directly. Again, many thanks for the great question!

    Best,

    Sarah



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    Sarah Josway
    Professional Services Consultant
    Cayuse
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  • 3.  RE: Animal Oversight - How to describe adding shared equipment facility procedures to protocols?

    SUPERSTAR CONTRIBUTOR
    Posted 07-20-2023 12:07

    Hi Caitlyn,

    I'd advise against the first option, since if the imaging core's processes need to change, that means a bunch of protocols will need to be updated to avoid noncompliance.  I'd also advise against the second option, since that's a lot of transfer transactions to complete.  I'd advise what we do, which is a variation on the second option that seems to work pretty well.

    The core prepares a protocol that describes the procedures they perform on behalf of other research protocols. They will add some animals of their own for optimization efforts (or if they don't plan to do any, they at least need to include one animal...).  The research protocols that want to take advantage of the core services will include that intention, and indicate at what point in the experiments it will happen.  When it does happen, the animals are NOT transferred to the core protocol; they remain affiliated with the original protocol, but get a sticker/special card of some kind on their cages to make the relationship clear while it's in effect.  We prepared an IACUC policy to explain the process.

    I hope that helps--and sorry for not noticing and responding to your query sooner!

    Cheers,

    Cheryl 



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    Cheryl Cheney, CPIA
    IACUC Coordinator/Compliance Specialist
    Biogen
    Cambridge, MA
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  • 4.  RE: Animal Oversight - How to describe adding shared equipment facility procedures to protocols?

    TEAM CAYUSE
    Posted 07-20-2023 16:57

    Thanks for sharing your thoughts on this, Cheryl!



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    Sarah Josway
    Product Manager, Resource Management and Vivarium Operations
    Cayuse
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  • 5.  RE: Animal Oversight - How to describe adding shared equipment facility procedures to protocols?

    CAB Member
    Posted 07-21-2023 11:51

    Hi Caity,

    We follow more of what you have described in #2.  UK has core protocols for MRI, Behavior (2), X-ray Irradiation, Metabolism, Cryopreservation, and Multiphoton imaging (2).  We tried the route of the Cores making up SOPs and distributing them to PIs to incorporate into their own IACUCs and it just became too much.  Like Cheryl said, if the Core SOP changed then 20 protocols could need amending.  Instituting Core protocols really has reduced the burden on PIs who want to use these services.   As long as the research protocol follows the Core protocol approved procedures, the research protocol only has to do the following: 

    1. List the IACUC Protocol Number of the Core
    2. Specific test(s) requested
    3. Number of animals that will undergo the core procedures (sex, strain, ages, etc.)
    4. Timeline/frequency for each test
    5. Scientific rationale/justification for the tests
    6. Possible adverse consequences to the animals
    7. Special housing, food, or health issues
    8. An attached completed core service request form (behavioral)

    If the researcher deviates from the Core procedures, that needs to be explained in detail in the methods; otherwise all other details are kept on the Core.    We don't actually "transfer" the animals in the Cayuse system between protocols for the Cores because it would be very difficult to do.  I couldn't imagine the back and forth traffic the DLAR office would have to deal with, as our Cores are pretty busy, especially the two behavioral ones.  Each Core keeps records of users and animals used on the Core, and reports numbers yearly to the IACUC office.  Each Core protocol outlines/details the responsibilities of the Core group and the PI using the Core.  

    Hope this helps.

    Rebecca

    1



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    Rebecca Florence
    IACUC Administrative Professional IV
    University of Kentucky
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  • 6.  RE: Animal Oversight - How to describe adding shared equipment facility procedures to protocols?

    Posted 07-21-2023 13:28

    Thank you all so much for your thoughtful and detailed answers!  I've forwarded them to my colleagues; your answers offer options we haven't thought of and will be very helpful as we try to come up with a process that will work for our institution.  What I'm coming to realize is that there's no one best practice or set of guidelines for this, and each institution's IACUC has to develop a process that fits their needs and oversight requirements.  And there are a lot of things to consider!

    Because our "core" (shared equipment facility) is run by PIs with their own research programs, one of the additional factors we're thinking about is whose specific aims the additional testing/screening would fall under -- the aims of the PI who owns the animals or the aims of the PI running the testing/screening procedures.  

    I have some specific questions for each of you; I'll reach out separately.

    Thanks again!



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    Caitlyn Conley
    Administrative Support
    Oakland University
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  • 7.  RE: Animal Oversight - How to describe adding shared equipment facility procedures to protocols?

    TEAM CAYUSE
    Posted 07-21-2023 14:20

    Hi Rebecca, thank you for taking the time to contribute to this discussion! It's great to learn how other institutions approach this.

    Best,

    Sarah



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    Sarah Josway
    Product Manager, Resource Management and Vivarium Operations
    Cayuse
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